-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: keymaster@town.hall.org Originator-Key-Asymmetric: MFkwCgYEVQgBAQICAgADSwAwSAJBALeWW4xDV4i7+b6+UyPn5RtObb1cJ7VkACDq pKb9/DClgTKIm08lCfoilvi9Wl4SODbR1+1waHhiGmeZO8OdgLUCAwEAAQ== MIC-Info: RSA-MD5,RSA, b8BGNpVNIpSA4tKWDE4eaNbyu3/pDAVtNtgKdTEzlXITf1CD8iUC1kadwoeEWtoY lNJ8c0VQveQuCtKIUbVXzQ== 0000906903-95-000009.txt : 19950515 0000906903-95-000009.hdr.sgml : 19950515 ACCESSION NUMBER: 0000906903-95-000009 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19950214 SROS: AMEX SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CVB FINANCIAL CORP CENTRAL INDEX KEY: 0000354647 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 953629339 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-33186 FILM NUMBER: 95509800 BUSINESS ADDRESS: STREET 1: 701 N HAVEN AVE STE 350 CITY: ONTARIO STATE: CA ZIP: 91764 BUSINESS PHONE: 9099804030 MAIL ADDRESS: STREET 1: 701 N. HAVEN AVENUE CITY: ONTARIO STATE: CA ZIP: 91764 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: BORBA JOHN CENTRAL INDEX KEY: 0000936999 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: CVB FINANCIAL CORP STREET 2: 701 NORTH HAVEN AVENUE STE 350 CITY: ONTARIO STATE: CA ZIP: 91764 BUSINESS PHONE: 9099804030 MAIL ADDRESS: STREET 1: CVB FINANCIAL CORP STREET 2: 701 NORTH HAVEN AVE STE 350 CITY: ONTARIO STATE: CA ZIP: 91764 SC 13G/A 1 OMB APPROVAL OMB Number: 3235-0145 Expires: October 31, 1994 Estimated average burden hours per form . . . . . . . .14.90 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 6)* CVB Financial Corp. (Name of Issuer) Common Stock (Title of Class of Securities) 126600 10 5 (CUSIP Number) Check the following box if a fee is being paid with the statement /__/. (A fee is not required only if the reporting person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7.) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP No. 126600 10 5 Page 2 of 9 Pages 1 SCHEDULE 13G 1 NAME OF REPORTING PERSON S.S. OR I.R.S IDENTIFICATION NO. OF ABOVE PERSON John A. Borba ###-##-#### 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF (a) /_/ A GROUP (b) /_/ NOT A MEMBER OF A GROUP 3 SEC USE ONLY 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States 5 SOLE VOTING POWER NUMBER OF 0 SHARES BENEFICIALLY 6 SHARED VOTING POWER OWNED BY 316,062 EACH REPORTING 7 SOLE DISPOSITIVE POWER PERSON 0 WITH 8 SHARED DISPOSITIVE POWER 316,062 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 388,851 [FN] Includes 72,789 shares Mr. Borba has a right to acquire beneficial ownership of within 60 days after 12/31/94. 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* /_/ 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 5.3% *SEE INSTRUCTIONS BEFORE FILLING OUT! 2 Page 3 of 9 Pages 12 TYPE OF REPORTING PERSON* IN *SEE INSTRUCTIONS BEFORE FILLING OUT! ITEM 1. (a) Name of Issuer: CVB Financial Corp. (b) Address of Issuer's Principal Executive Offices: Amendment No. 1 dated February 10, 1982 12808 Central Avenue Chino, California 91710 Amendment No. 3 dated February 4, 1988 701 N. Haven Ave., Suite 350 Ontario, CA 91764 ITEM 2(A) NAME OF PERSON FILING: John A. Borba ITEM 2(B) ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE: Amendment No. 1 dated February 10, 1982 12808 Central Avenue Chino, California 91710 Amendment No. 3 dated February 4, 1988 701 N. Haven Ave., Suite 350 Ontario, CA 91764 Amendment No. 5 dated February 7, 1992 78890 Montego Circle Bermuda Dunes, CA 92201 3 Page 4 of 9 Pages ITEM 2(C) CITIZENSHIP: U.S.A. ITEM 2(D) TITLE OF CLASS OF SECURITIES: Common Stock ITEM 2(E) CUSIP NUMBER: 126600 10 5 ITEM 3. IF STATEMENT IS FILED PURSUANT TO RULE 13d-1(b), or 13d-2(b): Not applicable. ITEM 4. OWNERSHIP: Amendment No. 1 dated February 10, 1982 (a) Amount beneficially owned: 58,858 Percent of class: 6.6% (b) Number of shares as to which such person has: (i) Sole power to vote or to direct the vote 0 (ii) Shared power to vote or to direct the vote 58,858 (iii) Sole power to dispose of or direct the disposition of 0 [FN] Did not include 1,132 shares held by Mr. Borba's sons, as to which Mr. Borba disclaimed beneficial ownership. 4 Page 5 of 9 Pages (iv) Shared power to dispose of or direct disposition of 58,858 [FN] Did not include 1,132 shares held by Mr. Borba's sons, as to which Mr. Borba disclaimed beneficial ownership. Amendment No. 2 dated February 6, 1987 (a) Amount beneficially owned: 80,928 Percent of class: 6.65% (b) Number of shares as to which such person has: (i) Sole power to vote or to direct the vote 0 (ii) Shared power to vote or to direct the vote 80,928 (iii) Sole power to dispose of or direct the disposition of 0 (iv) Shared power to dispose of or direct disposition of 80,928 Amendment No. 3 dated February 4, 1988 (a) Amount beneficially owned: 99,739 Percent of class: 6.6% (b) Number of shares as to which such person has: (i) Sole power to vote or to direct the vote 1,875 [FN] Stock Option shares which Mr. Borba had a right to acquire within 60 days after 12/31/87. 5 Page 6 of 9 Pages (ii) Shared power to vote or to direct the vote 97,864 (iii) Sole power to dispose of or direct the disposition of 1,875 (iv) Shared power to dispose of or direct disposition of 97,864 [FN] Stock Option shares which Mr. Borba had a right to acquire within 60 days after 12/31/87. Amendment No. 4 dated April 19, 1989 (a) Amount beneficially owned: 139,525 Percent of class: 6.01% (b) Number of shares as to which such person has: (i) Sole power to vote or to direct the vote 5,625 (ii) Shared power to vote or to direct the vote 133,900 (iii) Sole power to dispose of or direct the disposition of 5,625 (iv) Shared power to dispose of or direct disposition of 133,900 [FN] Vested portion of stock options not exercised. 6 Page 7 of 9 Pages Amendment No. 5 dated February 7, 1992 (a) Amount beneficially owned: 361,106 Percent of class: 6.11% (b) Number of shares as to which such person has: (i) Sole power to vote or to direct the vote 40,156 (ii) Shared power to vote or to direct the vote 320,950 (iii) Sole power to dispose of or direct the disposition of 40,156 (iv) Shared power to dispose of or direct disposition of 320,950 [FN] Included 35,156 and 5,000 options which Mr. Borba had the right to acquire within 60 days after January 15, 1992 by the exercise of stock options vested pursuant to the Company's 1981 Stock Option Plan and 1991 Stock Option Plan, respectively. Amendment No. 6 dated February 13, 1995 (a) Amount beneficially owned: 388,851 Percent of class: 5.3% (b) Number of shares as to which such person has: (i) Sole power to vote or to direct the vote 0 [FN] Includes 72,789 shares which Mr. Borba has the right to acquire within 60 days after 12/31/94. 7 Page 8 of 9 Pages (ii) Shared power to vote or to direct the vote 316,062 (iii) Sole power to dispose of or direct the disposition of 0 (iv) Shared power to dispose of or direct disposition of 316,062 ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF CLASS: Not applicable. ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF ANOTHER PERSON: Not applicable. ITEM 7. IDENTIFICATION OF CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDINGS COMPANY: Not applicable. ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP: Not applicable. ITEM 9. NOTICE OF DISSOLUTION OF GROUP: Not applicable. 8 Page 9 of 9 Pages ITEM 10. CERTIFICATION: Not applicable. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this Statement is true, complete and correct. February 13, 1995 DATE By: John A. Borba John A. Borba Director 9 -----END PRIVACY-ENHANCED MESSAGE-----